Securities Litigation & Enforcement

B648 is taught by H. Buxbaum, W. Hicks, D. Nagy

This course examines private, SEC, and criminal enforcement of the federal securities laws, with an emphasis on the anti-fraud provisions of the Securities Exchange Act of 1934. Topics include: fraud-on-the-market, enforcement remedies, insider trading, market manipulation, and class action litigation, as well as recent legislative developments. Prerequisite or Co-requisite: Corporations (B653). This course can be taken in the second or third year, and can be taken before or after a course in securities regulation.