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Faculty Publications

William J. Hicks
C. Ben Dutton Professor Emeritus of Law
  1. INTERNATIONAL DIMENSIONS OF U.S. SECURITIES LAW. Eagan, MN: WestGroup, 2005.

  2. CIVIL LIABILITIES: ENFORCEMENT AND LITIGATION UNDER THE 1933 ACT. Deerfield, IL: Clark Boardman Callaghan, (updated annually: 1989 - ).

  3. EXEMPTED TRANSACTIONS UNDER THE SECURITIES ACT OF 1933. St. Paul, MN: West, (updated annually: 1979 - ).

  4. LIMITED OFFERING EXEMPTIONS, REGULATION D. New York: Boardman, (updated annually: 1983 - ).

  5. RESALES OF RESTRICTED SECURITIES. New York: Boardman, (updated annually: 1989 - ).

  6. Harmonization of Disclosure Standards for Cross-Border Share Offerings: Approaching an “International Passport” to Capital Markets, 9 INDIANA JOURNAL OF GLOBAL LEGAL STUDIES 361 (2002).

  7. General Solicitation and 1933 Act Registration Exemption Reform, 6 THE SECURITIES REPORTER 18 (2001).

  8. The Listing of Daimler-Benz A.G. Securities on the NYSE: Conflicting Interests and Regulatory Policies, 37 GERMAN YEARBOOK OF INTERNATIONAL LAW 360 (1994).

  9. Misrepresentation in the Sale of Stock: Which Buyers Are Protected?, PREVIEW OF UNITED STATE SUPREME COURT CASES 96 (October 21, 1994).

  10. Protection of Individual Investors Under U.S. Securities Laws: The Impact of International Regulatory Competition, 1 INDIANA JOURNAL OF GLOBAL LEGAL STUDIES 431 (1994).

  11. The Extraterritorial Reach of American Securities Law (with Marek Wierzbowski), 7-8 PRZEGLAD SADOWY 53 (1993).
  12. Securities Regulation: Challenges in the Decades Ahead, 68 INDIANA LAW JOURNAL 791 (1993).
  13. Securities Regulation: Challenges in the Decades Ahead, 21 SECURITIES LAW REVIEW 3 (1989).

  14. The Concept of Transaction As a Restraint on Resale Limitations, 49 OHIO STATE LAW JOURNAL 417 (1988).

  15. Commercial Paper: An Exempted Security Under Section 3(a)(3) of the Securities Act of 1933, 24 UCLA LAW REVIEW 227 (1976).

  16. Recapitalizations Under Section 3(a)(9) of the Securities Act of 1933, 61 VIRGINIA LAW REVIEW 1057 (1975).

  17. Intrastate Offerings Under Rule 147, 72 MICHIGAN LAW REVIEW 463 (1974).